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Summary of SEC Actions and SEC Related Provisions Pursuant to the Sarbanes-Oxley Act of 2002 (Press Release No. 2003-89a; July 30, 2003)
SEC Study on Adoption by the U.S. Financial Reporting System of a Principles-Based Accounting System (Press Release No. 2003-86; July 25, 2003)
SEC Staff Responds to Frequently Asked Questions Regarding the Use of Non-GAAP Financial Measures (Press Release No. 2003-73; June 13, 2003)
SEC Implements Internal Control Provisions of Sarbanes-Oxley Act; Adopts Investment Company R&D Safe Harbor (Press Release No. 2003-66; May 27, 2003)
SEC Votes to Madate Electronic Filing of Ownership Reports; Prohibit Improper Influence of Auditors (Press Release No. 2003-51; April 24, 2003)
SEC Provides Guidance for Filers Reporting Pension Fund Blackout Periods, Non-GAAP Financial Data (Press Release No. 2003-41; March 27, 2003)
Commission Proposes Amendments Regarding CEO, CFO Certification Under Sarbanes-Oxley (Press Release No. 2003-39; March 21, 2003)
SEC Adopts Attorney Conduct Rule Under Sarbanes-Oxley Act (Press Release No. 2003-13; January 23, 2003)
SEC Adopts Rules on Retention of Records Relevant to Audits and Reviews (Press Release No. 2002-11; January 22, 2003)
SEC Adopts Rules on Disclosure of Off-Balance Sheet Arrangements and Aggregate Contractual Obligations (Press Release No. 2003-10; January 22, 2003)
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